Brian Shaw
VP, Head of North America, Certa
Brian has automated risk and compliance for over 25 years, supporting hundreds of Fortune 500 and mid-market firms across all industries. Since 2011, Brian has focused on Third-Party Risk, Compliance and Performance Management, Master Data Management and Know your Customer (KYC) At Certa, Brian serves as Vice President, Head of North America.
8:50 am - 9:00 am
Chair’s Opening Remark’s
10:55 am - 11:30 am
TPRM BY EXCEPTION: GOVERNING AI-ENABLED THIRD PARTIES IN A REGULATED ENVIRONMENT
Financial institutions are expected to both use AI to strengthen risk management and demonstrate effective governance of AI risk across third- and fourth-party ecosystems
- The growing gap between static TPRM programs and supervisory expectations for ongoing AI and model risk governance
- Moving from point-in-time assessments to continuous oversight of security, compliance, resilience, and AI-driven decisioning
- Designing exception-based governance models that strengthen auditability while preserving accountability and management judgment
- Building operational resilience and regulatory confidence across complex, AI-enabled third- and fourth-party relationships