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AI Governance USA
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Day One | November 2 Day Two | November 3 Next Gen OpRisk USA | November 4

Day one | November 2

Explore the latest agenda.

As we get closer to the event, we will continue to add speakers and sessions to make your experience even more valuable. Register your interest using the button opposite to receive the latest updates.

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8:00
Breakfast and Networking
8:50
Chair’s Opening Remarks

Lisa Kalscheur,Chief Marketing Officer,WeaveAI

9:00
GOVERNING THE UNKNOWN – PANEL DISCUSSION
Building AI governance frameworks amid evolving regulatory expectations
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Key topics

  • Governing responsibly without mature regulatory standards
  • Managing inconsistent expectations across jurisdictions
  • Preparing for retrospective regulatory scrutiny
  • Building flexible governance frameworks that can evolve with regulation

George Smirnoff,Managing Director, Global Information Security,Bank of America

Sabeena Liconte,Head Legal & Chief Compliance Officer,ICBC Standard Securities Inc

Suemee Shin,Head of Data and AI Governance,U.S. Bank

Piu Banjeree,Head of Model Risk Management,CLS Group

9:50
FROM MODEL RISK TO SYSTEM RISK
Redesigning governance for Agentic and Autonomous AI
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Key topics

  • Why traditional model governance is becoming obsolete
  • Governing AI systems that learn, adapt and act independently
  • Managing risks across interconnected AI workflows and vendors
  • Moving beyond experimentation, to the practical implementation of decisions around agentic AI

Michael Mitsche,Senior Quant Manager – MRM,Fifth Third Bank

10:25
Morning Refreshment and Networking Break
10:55
Building trust in AI: Human in the Loop is not a new pattern
Managing vendor, AI, and ecosystem dependencies
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Key topics

  • Defines human oversight as a feedback loop in which a reviewer forms an independent expectation, compares it to the model’s output, decides whether to intervene, and updates their judgment over time.

  • Explores how that loop breaks down through reviewer dependence, distribution drift, and stale judgment, turning meaningful oversight into little more than rubber-stamping.

  • Connects these failure modes to modern AI governance and regulatory expectations, including SR 26-2, PRA SS1/23, and the EU AI Act.

  • Uses the London Whale as a case study to show where oversight failed in practice and provides a practical framework for distinguishing genuine human oversight from compliance theater.

Nick Goble,Director of Solution Architecture Financial Services and Insurance,Domino.ai

11:30
HALLUCINATIONS & DECISION INTEGRITY
Managing the confidence problem in Generative AI
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Key topics

  • Highlighting the operational risks created by confident but inaccurate AI
  • The challenges validating AI-generated decisions and recommendations
  • Detecting and mitigating hallucination risks in high-impact business processes
  • Designing governance controls to maintain decision integrity

Koosha Golmohammadi,Global Head of Applied AI/ML in Corporate Tech,JPMorgan Chase & Co

12:05
THE ACCOUNTABILITY ARCHITECTURE – PANEL DISCUSSION
Building governance models that make AI ownership clear
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Key topics

  • Defining ownership across the AI lifecycle
  • Building governance structures that eliminate accountability gaps
  • Balancing centralised oversight with distributed business ownership
  • Embedding accountability across risk, technology, compliance, and operations

Lacey Roman,Director – AI Compliance,Mizuho

Raghuram Leelapalli,VP Model Risk Audit,Fifth Third Bank

Jaydip Mukhopadhyay,Vice President, Data Science and Model Risk,American Express

12:55
Lunch Break
1:55
DATA GOVERNANCE IN AI GOVERNANCE
The foundational risk underestimated by organisations
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Key topics

  • Governing data lineage, quality, and provenance as a foundation to AI governance
  • Extending data protection controls and architecture to govern data sharing
  • Integrating AI risk management into your existing risk framework
  • Managing the novel risks of generative and agentic AI
  • Promoting innovation by building AI literacy and trust across stakeholders

Sebastian Nordgren,Former Global Head of Privacy & AI Governance, Director,MUFG Bank

2:30
SHADOW AI: GOVERNANCE YOU CAN’T SEE
Managing unauthorised AI usage beyond approved controls
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Key topics

  • How restrictive AI policies could drive unauthorized AI adoption
  • Managing risks from personal AI accounts, external copilots, and transcription tools
  • Identifying governance gaps between approved and actual AI usage
  • Creating secure pathways that reduce incentives for Shadow AI behaviour

Ben Dynkin,Head of AI Governance – Global Markets,Barclays

3:05
Afternoon Refreshment and Networking Break
3:35
INSIDE THE BLACK BOX: UNDERSTANDING & GOVERNING LLM BEHAVIOUR
Unpacking how large language models behave in practice, and what that means for trust, validation, and risk at scale
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Key topics

  • Moving beyond theory to understand how models generate outputs, make associations, and respond under real-world conditions
  • Exploring the structural reasons behind confident but incorrect outputs and the implications for business decision-making
  • Practical approaches to validation, monitoring, and control frameworks that improve reliability
  • Safety of agentic systems, monitoring and controlling agentic execution
  • Designing controls that account for uncertainty, autonomy, and evolving model behaviour

Ari Shater,Managing Director – Quantitative Finance, Risk, AI and Front Office AI Compliance,Barclays Investment Bank

4:10
Latest Research in LLM Explainability and Governance
From mechanistic interpretability to explainable AI: what the next generation of transparency techniques means for governance
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Key topics

  • Explainability as a second output, secondary model, probing layer, or architectural feature
  • Advances in interpretability research and what they reveal about model reasoning
  • Explainability challenges for foundation models, RAG architectures, and multimodal systems
  • Bridging the gap between research findings and governance requirements
  • How explainability innovations could reshape validation and regulatory expectations

Joe Breeden,Chair,Model Risk Managers’ International Association (MRMIA)

4:45
Chair’s Closing Remarks

4:55
End of Day 1
Day One | November 2 Day Two | November 3 Next Gen OpRisk USA | November 4

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