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Day One | November 4 AI Governance USA | November 2-3

November 4

Here is the latest edition of the agenda. As we approach the event, we will be adding speakers and sessions to enhance your experience. To stay informed, please register your interest

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8:00
Breakfast and Networking
8:50
Chair’s Opening Remarks

Lisa Kalscheur,Chief Marketing Officer,WeaveAI

9:00
Keynote -The state of operational risk 2026
Examining the forces reshaping operational risk management across financial services
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Key topics

  • Assessing how technology, AI, cyber threats, and operational resilience are transforming risk exposure
  • Understanding emerging supervisory priorities and industry expectations
  • Evaluating the impact of increasing interconnectedness, concentration risk, and dependency across operational ecosystems
  • Identifying the capabilities and operating models required to manage the next generation of operational risk

Shirley Jiang,Managing Director & Chief Operational Risk Officer,Bank of China USA

9:35
Industry insights and emerging operational risk priorities
Understanding how operational risk priorities and threat landscapes are evolving across the industry
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Key topics

  • Identifying the most significant operational risk shifts impacting firms today
  • Comparing how organisations are restructuring risk, cyber, resilience, and technology functions
  • Evolving expectations around operational risk ownership and accountability
  • Assessing where firms are investing in tooling and governance transformation

Prasad Kodali,MD, Head of Non-financial Risk Management,SMBC

10:10
Morning Break
10:40
Regulatory fragmentation and compliance burden – Panel Discussion
Navigating inconsistent global regulatory regimes and the operational cost of multi-jurisdictional compliance
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Key topics

  • Managing duplication across global regulatory regimes
  • Balancing compliance obligations with risk effectiveness
  • Identifying distortion caused by regulatory divergence
  • Evaluating feasibility of regulatory synchronisation

Antonio Gonzalez,Former National Bank Examiner,OCC

Spruille Braden,Head of Enterprise Resilience,MassMutual

Phil Gledhill,Supervising Examiner, Operational Risk and Resilience,Federal Reserve Bank of New York

Lee Marks,Global Head of Operational Risk,Prudential Financial

11:20
Governance, accountability and silos
Improving ownership, coordination, and decision-making across risk, technology and cyber
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Key topics

  • Clarifying fragmented ownership and accountability across functions
  • Strengthening escalation paths and decision-making structures
  • Identifying where silos create duplicated or conflicting risk activity
  • Assessing how integrated operating models can reduce friction and improve coordination

Ine Lolomari,Managing Director – Head of Capital Markets Operational Non-Financial Risk,BMO

11:55
Behavioural risk and organisational culture – Panel Discussion
Why operational failures persist despite controls and formal frameworks
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Key topics

  • Analysing how incentives influence operational risk behaviour
  • Identifying the role of informal workarounds and cultural norms
  • Examining how organisational behaviour weakens escalation and challenge processes
  • Assessing whether firms can realistically measure and manage behavioural risk

Ine Lolomari,Managing Director – Head of Capital Markets Operational Non-Financial Risk,BMO

Martin Liljeblad,Head of Operational Risk,Revolut

Fusako Nitta,Director, Operational and Third Party Risk Manager,Daiwa Capital Markets America Inc

Sara Ricci,Former Global Head of Oversight and Control-Strategic Sourcing,JP Morgan

12:35
Lunch & Roundtables
ROUNDTABLE
Translating Operational Resilience into Board-Level Risk Appetite

Ron Eisenberg,Head of Operational Risk,Citibank Canada

ROUNDTABLE
Breaking Down Silos Between the First and Second Line

Matthew Moore,Director, Operational Risk,Barclays

ROUNDTABLE
Exploring Third-Party Dependency and Concentration Risk

Phil Gledhill,Supervising Examiner, Operational Risk and Resilience,Federal Reserve Bank of New York

Sandeep Maira,Former Head, Enterprise Risk, Compliance and Reg Technology,BNY Mellon

1:35
Turning risk data into insight
Improving data quality and governance, and converting operational risk data into meaningful decision-making insight
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Key topics

  • Addressing fragmentation in data ownership and architecture
  • Resolving inconsistencies in data definitions across risk reporting
  • Reducing noise and improving signal quality in reporting
  • Defining meaningful executive risk indicators and predictive KRIs

Matthew Moore,Director Operational Risk Management,Barclays

2:10
Systemic and interconnected risk
How cascading failures and cross-domain dependencies create systemic operational risk exposure
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Key topics

  • Understanding how interconnected risks amplify operational disruption
  • Identifying hidden cross-domain dependencies
  • Assessing capability to model cascading operational failures
  • Analysing how failures propagate across interconnected operational ecosystems

Maggie Bin Lai,Head of Enterprise Risk Oversight,American Express

2:45
Risk identification and dynamic RCSA
Strengthening risk identification and improving consistency across operational risk frameworks
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Key topics

  • Clarifying definitions of risk, controls, and issues while reducing taxonomy inconsistencies
  • Identifying why material risks are missed in RCSAs and ensuring assessments reflect operational reality
  • Integrating forward-looking and scenario-based risk identification into operational risk frameworks
  • Balancing standardisation, firm-specific approaches, and strategic decision-making versus compliance requirements

Ramon Flueckiger,Head of Operational Risk Control,UBS Bank USA

3:20
Afternoon Refreshment and Networking Break
3:50
Operational risk and resilience integration
Aligning operational risk, resilience, and testing into a unified enterprise-wide framework
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Key topics

  • Examining where operational risk and resilience frameworks still diverge in practice
  • Defining integrated resilience across governance, service mapping, data, and reporting
  • Translating resilience mapping into meaningful testing, scenario exercises, and war-gaming
  • Strengthening impact tolerance frameworks and end-to-end recovery capability

Ron Eisenberg,Head of Operational Risk,Citibank Canada

4:25
From reactive frameworks to predictive operational risk management – Panel Discussion
Why traditional operational risk approaches struggle under operational pressure
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Key topics

  • Examining why operational risk frameworks often optimise for compliance rather than operational effectiveness
  • Understanding how governance complexity slows escalation, decision-making, and organisational responsiveness
  • Embedding predictive indicators, scenario thinking, and operational intelligence into day-to-day management
  • Redesigning operational risk operating models to support proactive and strategic decision-making

Mandar Rege,Senior Managing Director – Technology, Cybersecurity, Resilience,State Street

John Sayers,Head of Institutional Securities Group Operational Risk coverage,Morgan Stanley

Mariana Almeida,Former Head of Non-Financial Risk Americas,ING

Jay Wojciechowski,SVP Operational Risk Director,Huntington National Bank

5:00
The next major operational failure: Will we see it coming?
Understanding where future operational disruption may emerge and whether firms are equipped to detect it early
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Key topics

  • Identifying where firms may be underestimating interconnected operational exposure
  • Exploring how cyber, AI, third-party, and technology dependencies could combine into future systemic failures
  • Assessing whether current operational risk frameworks can identify emerging threats early enough
  • Evaluating whether organisations are genuinely becoming more predictive or simply more complex

Preety Tulsian,Head of Third Party/IT Risk/Resilience,Scotiabank

5:30
end of day
10:10
Cyber risk as an enterprise risk driver – Panel Discussion
Embedding cyber risk into enterprise-wide operational risk and resilience frameworks
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Key topics

  • Strengthening coordination between cyber, operational risk, resilience, and technology teams
  • Evaluating organisational readiness for evolving cyber threat scenarios
  • Identifying where cyber incidents trigger wider operational disruption
  • Clarifying escalation and response responsibilities during cyber events

Prakash Sharma,SVP Head of Technology Controls Environment,Northern Trust

Thomas Kartanowicz,CISO, Europe and Americas,Standard Chartered

11:00
Morning Refreshment and Networking Break
11:30
AI and emerging technology risk
What is truly new in AI risk versus what is an extension of existing operational and model risks
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Key topics

  • Distinguishing new AI risks from existing risk categories
  • Exploring non-linear and emergent AI risk behaviours
  • Assessing adequacy of current risk frameworks for AI
  • Classifying unknown or poorly understood risk types
12:05
The operational reality of AI
Managing the operational strain created by AI deployment and governance
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Key topics

  • Understanding the “human-in-the-loop” requirement and its operational impact
  • Assessing increased workload from AI validation and monitoring
  • Managing the growth in vulnerabilities and control requirements
  • Evaluating whether organisations have the capacity to scale AI safely

Vaughn Alliton,SMD, Head of Technology Risk & Compliance,TIAA

1:40
Third-party dependency and concentration risk – Panel Discussion
Understanding dependency risks across vendors and cloud providers
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Key topics

  • Clarifying definitions of third parties across different business models
  • Mapping dependencies and across vendors and cloud providers
  • Evaluating systemic exposure concentration and resilience limits across critical ecosystems
  • Addressing visibility gaps and information asymmetry in third-party risk

Julie Pombert,Senior Director, Operational, Fraud and Third-Party Risk Management,National Bank of Canada

Lee Marks,Global Head of Operational Risk Management,Prudential Financial

Phil Gledhill,Supervising Examiner, Operational Risk and Resilience,Federal Reserve Bank of New York

3:50
Quantifying operational exposure and resilience investment
Improving the measurement of operational risk exposure to support prioritisation and investment
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Key topics

  • Examining why operational risk remains difficult to quantify credibly
  • Assessing how firms measure operational exposure beyond historical loss events
  • Evaluating how scenario analysis can support resilience investment decisions
  • Identifying where weak measurement distorts prioritisation and resource allocation
Day One | November 3 Day Two | November 4
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